Registration:
Denial, suspension, revocation, condition or limitation, 551.412 Representatives; registration requirements, exceptions, 551.404 Termination or transfer of employment or association, 551.408 Registration of securities:
Denial, suspension, revocation, condition or limitation, 551.306 Exemptions:
Denial, suspension, revocation, condition or limitation, 551.204 Federal covered securities, notice filings, 551.302 Sales and advertising literature, filing required, 551.504 Account for new issue and proceeds, 201.07 Application for authority to issue, 201.05 Capital impaired, impounding order, 201.11 Certificate of authority, 201.06 Consideration for issue, requirements, 201.04 Hearing to determine right to issue, 201.05 Investigations by commission, costs and fees, 201.10 (3) Issuance:
Certificate of authority, 201.03 Judicial sale, reorganization, 201.12 Mortgage or deed of trust given in borrowing money, 182.025 Penalties for violations, 201.09 Power of alienation, state control, 201.02 Validating securities issued without certificate of authority, 201.14 Registration required:
University teaching assistants, discrimination for failure to register allowed, 111.335 (3) (d) Transportation department to furnish information to the selective service system, 343.234 Defense to criminal liability, 939.48 Accused need not testify against self, I, 8 Actions for public moneys, immunity, 885.24 Agriculture, trade and consumer protection department, witness before, 93.17 Beverage tax violations, 139.20 Bribery of agent or employee, 885.15 Corporations, actions by state, 885.25 Creditors’ actions, discovery proceedings, 128.16 Employment relations law proceedings, 111.07 Inquest witnesses, immunity, 979.07 Insurance, persons before commissioner, 601.62 (5) John Doe proceedings witnesses, immunity, 968.26 Legislative witnesses, immunity, 13.35 Limited liability companies, actions by state, 885.25 Mother testifying as to marital or nonmarital child, 891.39 Passes, franks, and privileges, immunity, XIII, 11 Paternity proceedings, witnesses, immunity, 767.87 (4) Privilege, civil cases, 905.13 Public service commission cases, 196.48 Railroad regulation hearings, 195.048
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